Please note - this is just a brief summary of our services - detailed information on our services can be accessed here.
Regulation D Resources specializes in providing Regulation D Offering preparation, support, and marketing services. A Regulation D Offering provides the crucial elements needed to raise capital from investors properly and effectively.
Our clients can structure a Regulation D Offering using our services, online resources, and consulting for a total cost of $2,500.00.
Our offering preparation services and investor resources include:
- Preparation of the Private Placement Memorandum ("PPM") which provides full disclosure to investors prior to investing. Every PPM we prepare is developed to the highest SEC standard - "Form 1A". This ensures our clients have a disclosure document that meets the highest SEC specification for disclosure level and format.
Our expert staff works directly with the Client to ensure all aspects of the PPM document meet or exceed SEC standards. This includes; modification of risk disclosure to meet the specific needs of the Client's industry and transaction; review and modification of corporate content to ensure full disclosure and proper context; review and modification of transaction structure and related data; and guidance on needed exhibits like financial statements, operating agreements, contracts, etc.
- Preparation of the Subscription Documentation which serves as the sales contract for selling the securities (stock, LLC membership units, notes, bonds, etc.) to the investors;
- Preparation of the SEC's Form D Compliance filing including assistance in creating your EDGAR account and obtaining your CIK number;
Professional consulting covering every facet of the Regulation D Offering process: pre-offering structuring support (company valuation; pricing of the offering and securities; advantages and disadvantages of each Reg D exemption program; transaction structure (common or preferred securities, setting the authorized treasury pool properly; equity vs. debt; key offering decision items; etc.), completing your private placement memorandum, filing with the SEC, marketing your offering to brokers or investors, selling your securities to investors, and post-offering investor relations;
- Contact information on over 41 FINRA broker dealers that sell Regulation D Offerings to investors;
- Access to Internet resources specifically designed to promote Regulation D Offerings to investors via the Internet;
- Access to 41 Private Investor Groups with over 5400 qualified individual investors. Groups are listed by geographic location and include preferred deal types, sizes, and full contact information.
- Contact information on State Compliance regulators for easy, efficient State "Blue Sky" Compliance and assistance with the completion of any needed State filings;
- and most importantly - personalized offering preparation support provided by knowledgeable securities professionals. The hallmark of our service is the investment banking and offering preparation consulting that we provide. Clients are assigned to a principal within our company providing one point of contact and ensuring that the client receives the very best personalized guidance and expertise.
Regulation D Resources clients access a portion of our services and resources through an online Client Resource Center accessible at any time via a personal username and password. As clients work through the offering process they are guided one-on-one by our staff of Regulation D Program experts
Our services and resources provide the four fundamentals your company needs to raise capital from investors:
- The Proper Method for Soliciting Investors: The Regulation D Offering Programs were designed by the SEC for use by private business and provide the needed framework to sell securities to investors properly and in compliance with Federal rules.
- Proper Transaction Structure: we are experts in structuring private equity and debt investment transactions. We know from experience how a specific deal should be structured and priced in order to be deemed attractive by investors. Our principals know from experience what investors are seeking in relation to anticipated return on investment for specific industries and deal types. Since we are immersed in the capital markets on a daily basis we can ensure our clients have transaction structure that is attractive, compelling, and meets investor expectations.
- Investment Documentation: raising capital from investors, debt or equity, of any amount requires very specific documentation that far surpasses what a business plan provides. It is imperative that a company seeking capital from investors have in place a Private Placement Memorandum, a Subscription Agreement, and in debt offerings a Promissory Note Agreement. Raising capital without these documents is nearly impossible - they are a necessity.
- Targeted Investor Resources and Marketing Tactics: once you have the practical capability to raise capital from investors - the next step is accessing potential investors for your company. Regulation D Resources provides direct access to private investors, FINRA broker dealers, and other resources for accessing potential investors for your company.
More detailed information on our services can be found in the Services section of our website.