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  Mar 11, 2010   4:25 AM EST
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Company Profile
Regulation D Resources was formed to provide Regulation D Offering preparation, support, and marketing assistance to entrepreneurs and growing private companies.

We have been in operation since 1999 and have executed over 4,000 Regulation D private placement offering transactions.

The foundation of our company and services is simple:

Our Mission Statement:

Why Choose Regulation D Resources?

There are many options available for creating a Regulation D offering. Why choose Regulation D Resources? In a word: Experience.

Regulation D Resources began operations in 1999 and specializes solely in creating Regulation D exempt securities offerings. We are recognized experts in the Regulation D programs. Fact: We have structured more Regulation D transactions than any other operating company. We have also been credited as the first company to use the Internet as a resource for preparing a Regulation D offering.

Many firms that engage in Regulation D preparation do not specialize in the programs nor do they understand the rules that apply to various exemptions. Companies that simply sell PPM templates are only enabling a customer to develop an offering that is typically improperly formed and out of compliance with Federal and State regulations. Most people that try the "template" route quickly find that the complexities of the SEC programs and rules make it impossible to develop a proper offering without expert guidance.

We know from experience how a specific deal should be structured and priced in order to be deemed attractive by investors. Our principals know from experience what investors are seeking in relation to anticipated return on investment for specific industries and deal types. Since we are immersed in the capital markets on a daily basis we can ensure our clients have transaction structure that is attractive, compelling, and meets investor expectations.

We handle all PPM disclosure document and SEC filing preparation "in house". A number of other firms that operate in this industry "white label" their preparatory services thus the client never knows who is doing the actual review and modification work on their offering documents and filings.

Our Management:

Regulation D Resources management is a highly experienced professional team with specialization in private placement memorandum preparation, Federal SEC and State securities compliance, and Regulation D Offering marketing and placement.

To ensure quality service our clients always interact directly with Management and never deal with "customer support" personnel. Our clients would agree that the most value added part of our service is the expert consulting we provide to our clientele. Clients are provided with expert guidance and knowledge based on decades of experience in the investment banking industry.

Board of Advisors:

In addition we are supported by a Board of Advisors that includes highly experienced and successful finance industry leaders that provide additional knowledge and resources for our customers benefit. Our board includes a former market maker, several securities underwriters, and several managers of FINRA listed brokerages.

The Regulation D Resources team is a core group of professionals dedicated to ensuring you receive the highest quality service.

   MISSION STATEMENT 
   OUR MANAGEMENT 
   BOARD OF ADVISORS 
 

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