Development of your offering documentation and Federal Form D filing is an important part of our service. We guide our clients line-by-line through the customization and completion of the Private Placement Memorandum, Subscription Agreement, and Form D filing.
Clients utilize our online document preparation resources to develop a working draft of the offering documents. The draft documents are then reviewed multiple times by our staff to ensure proper development. We help facilitate clients through the document drafting phase using the following:
- All PPM document files are example documents with imbedded tips and guidance
- All areas that need customization are clearly marked in red type
- The PPM Prep Section guides clients line-by-line through each page of the PPM showing exactly how to customize the document. These instructions are specific to each type of document and transaction type
- Any questions the client has as they customize the document can be answered by our support staff via telephone or e-mail
- We review the PPM document to ensure our clients have completed it properly
The Form D SEC notification filing is used in conjunction with a Regulation D Offering. We provide specific "plain english" completion instructions for the filing, how to file, and when to file updates. We also review the Form D to ensure the filing is accurate. The Form D is a notification filing and is not reviewed or approved by a regulator. It merely provides the SEC with basic information on the company and the offering.
