Development of your offering documentation and Federal Form D filing is an important and primary part of our service. We work with our clients to draft a Form 1A spec Private Placement Memorandum and Subscription Agreement. We also assist the client in creating the SEC's Form D notification filing and provide instructions on the filing process. Part of this instruction includes creating an EDGAR account with the SEC (the Form D is filed via the EDGAR website) and obtaining a CIK number.
Clients are responsible for providing the needed corporate information and data that will be used in the PPM document. We typically complete 4-6 review and drafting sessions on the PPM document to ensure proper development.
The Form D SEC notification filing is used in conjunction with a Regulation D Offering. We provide specific "plain english" completion instructions for the filing, how to file, and when to file updates. We also review the Form D to ensure the filing is accurate. The Form D is a notification filing and is not reviewed or approved by a regulator. It merely provides the SEC with basic information on the company and the offering.
