Our PPM documents are specific to the type of transaction that you are structuring. We have specific documentation for the 504, 506 and SCOR programs, for stock "C" corporations or Limited Liability Corporations (LLC's), and for equity or debt offerings.

We complete a thorough review of our clients finished offering documentation and SEC Form D filing to ensure an accurate and professional offering.

Our Private Placement Memorandum document files include the primary documentation needed to raise capital:

• A Private Placement Memorandum which discloses all needed offering and company data to the investor
  
• A Subscription Agreement which sets forth the terms and conditions of the investment
  
• An Investor Suitability Questionnaire which provides detailed information to the company about the investor
  
• For debt offerings, a Promissory Note Agreement which is the loan agreement between the company and the investor.

We bundle all of the needed documents listed above into one file for ease of download and customization.

Our documents are available in MS Word 95-97, 2000, Works, and Word for Apple formats. Preparing the documents is streamlined since all areas requiring customization and changes are highlighted in red type. We also have a Memorandum Preparation Assistance section, specific for each type of transaction, that guides you page-by-page through completing and customizing the offering documents. Most Private Placement Memorandum documents range in length from 36-50 pages depending on the amount of information input for the transaction.

Sample Document Downloads

We realize that it may be helpful for potential customers to view a sample page from a Private Placement Memorandum. The sample page provided will give you the capability to see an example of basic transaction structure in equity and debt offerings. To view a sample first page of a Private Placement Memorandum - click on the links below:

  Click Here For An Equity PPM Sample Page
  Click Here For A Debt PPM Sample Page

Offering Documentation Info

Following is more detailed information regarding the Private Placement Memorandum documents and other related offering documentation available through our service:

Regulation D 504 Equity Private Placement Memorandum: includes all pertinent corporate disclosures and Federal SEC disclosures, Rule 504 exempt disclosures and restrictions, risk factors by industry, use of proceeds, management disclosures, dilution calculations, current stock allocations, SEC stock transfer restrictions & disclosures, investor subscription agreement, and investor suitability questionnaire.

Regulation D 504 Debt Private Placement Memorandum: includes all pertinent corporate disclosures and Federal SEC disclosures, Rule 504 exempt disclosures and restrictions, risk factors by industry, use of proceeds, management disclosures, debt offering note structure, promissory note subscription agreement, investor suitability questionnaire, and promissory note.

Regulation D 506 Equity Private Placement Memorandum: includes all pertinent corporate disclosures and Federal SEC disclosures, Rule 506 exempt disclosures and restrictions, risk factors by industry, use of proceeds, management disclosures, dilution calculations, current stock allocations, SEC stock transfer restrictions & disclosures, investor subscription agreement, and investor suitability questionnaire.

Regulation D 506 Debt Private Placement Memorandum: includes all pertinent corporate disclosures and Federal SEC disclosures, Rule 506 exempt disclosures and restrictions, risk factors by industry, use of proceeds, management disclosures, debt offering note structure, promissory note subscription agreement, investor suitability questionnaire, and promissory note.

Small Corporate Offering Registration (SCOR) / U-7 Disclosure Format: includes the SEC U-7 disclosure document that is the standard disclosure format for the SCOR program, subscription agreement, investor suitability questionnaire.

All offering disclosure documents are available for either stock "C" Corporations or Limited Liability Corporations (LLC's).

SEC Form D Federal Compliance Filing: the 8 page SEC Federal compliance filing, completion instructions, filing address, and related filing timeframe.