Regulation D Resources provides its clients with detailed listings on 44 registered brokerages that handle the sale of Regulation D Offerings to investors. The listings are comprehensive, containing such information as: address, phone numbers, executive management and their positions, corporate finance contact person, number of registered representatives, National Association of Securities Dealers ("NASD") firm ID #, clearing firm, DTC #, association and exchange memberships, and areas of interest (private placements, IPO's, secondary financings, etc.)
These listings comprise the single most comprehensive source of qualified NASD listed brokerages that handle the sale of private placements.
Following is an example of the information available on each firm (the information in this example listing is fictitious):
| Company: |
|
| Address: |
1830 Park Avenue, Suite 800, New York, NY 10005 |
| Telephone: |
(212) 123-0000 |
| Principals: |
Walter Brous, Chairman; William Faulk, President; David Walters, Executive VP |
| Corporate Finance: |
Jeffrey Roth |
| Registered Reps: |
110 |
| NASD Firm ID: |
1507 |
| Clearing Firm: |
Bear Stearns Securities Corp. |
| DTC #: |
723 |
| Assoc. & Exchange Memberships: |
NYSE, SIPC, MSRB |
| Active In: |
Private placements, IPO's, secondary financings, fixed income |
