private placement memorandums

Regulation D Resources provides full services for the preparation and execution of a Regulation D exempt securities offering. Part of the preparation for a Regulation D offering is the development of a Private Placement Memorandum. Regulation D Resources prepares the finest Private Placement Memorandum documentation in the industry creating a SEC compliant disclosure document that is also a high-end investor presentation that maximizes investor confidence in your offering.

The Private Placement Memorandum (“PPM”) serves to disclose critical information to potential investors ensuring they are properly informed regarding the company’s operations, investment risks, SEC disclosures, and offering terms prior to investing. A unique aspect of our offering documents is the “Presentation Grade” quality of the memorandum document. Our Presentation Grade™ PPM’s allow our clients to present an ultra high specification PPM to investors which dramatically increases the quality of engagement and ensures investors are provided a high quality, professional perception of the client company. A sample of our Presentation Grade™ PPM documentation is presented below:

A private placement memorandum will also have Exhibits to disclose additional needed information critical to the investment decision such as historical and projected financials, subscription documents, related contracts, company bylaws, and other pertinent supporting data. For offerings executed under certain Regulation D exemptions the SEC has specific regulations that govern what is disclosed to investors.

Regulation D Resources has adopted the SEC’s Form 1A disclosure standard for use in crafting our Regulation D exempt private placement memorandum documents. The Form 1A standard is the disclosure standard and disclosure format the SEC mandates for certain registered type securities offerings and exceeds what is typically required under a Regulation D exempt offering. Drafting our PPM’s to this standard provides several important benefits to our clients:

• A properly prepared Form 1A spec private placement memorandum protects the client more effectively than the “letter” or summary type offering documents typically prepared by other Regulation D preparatory firms
• Form 1A provides for a very high specification private placement memorandum document which greatly enhances the professionalism of your disclosure package for investors
• Form 1A is the disclosure standard most broker-dealer firms will require in order to have the offering approved for retail to their investor clients